Servies
Registration of FSP Licenses
We guide financial service providers through the complete FSCA licensing process. From initial assessment of your readiness, preparation of all required documentation to submission and follow-up with the Authority.
What’s Included
- Licence application preparation and submission
- Profile change applications
- Category amendments
- Key Individual and Representative appointments
- Licence condition amendments
Outsourced FAIS / FSCA Compliance
Comprehensive outsourced compliance services aligned with the Financial Advisory and Intermediary Services Act.
What’s Included
- Compliance monitoring programme
- Regulatory reporting and submissions
- Compliance risk assessments
- Policy and procedure development
- Regulatory change management
Insurer & Micro-insurer Compliance
Specialised outsourced compliance function for licensed insurers and micro-insurers. We provide the compliance infrastructure required under the Insurance Act and Prudential Standards.
What’s Included
- Compliance function establishment
- Regulatory reporting to PA
- Governance framework development
- Board and committee support
- Prudential Standard compliance
FICA Compliance Services
Full-spectrum Financial Intelligence Centre Act compliance services. We develop, implement, and maintain your FICA compliance programme including all client due diligence processes.
What’s Included
- Risk Management and Compliance Programme (RMCP)
- Customer due diligence procedures
- Suspicious transaction reporting
- Record-keeping frameworks
- Staff training on FICA obligations
PoPIA Compliance Services
End-to-end Protection of Personal Information Act compliance. From conducting gap analyses to implementing data protection frameworks that safeguard personal information in your organisation.
What’s Included
- PoPIA gap analysis and readiness assessment
- Information Officer registration
- Privacy policy development
- Data protection impact assessments
- Incident response planning
Training
Customised compliance training programmes designed to equip your teams with the knowledge and skills to maintain regulatory compliance in their day-to-day operations.
What’s Included
- FAIS compliance training
- FICA awareness training
- PoPIA training for staff
- Board and management workshops
- Customised in-house programmes